New York State Court of Claims

New York State Court of Claims

WASHINGTON v. THE STATE OF NEW YORK, #2005-032-017, Claim No. 109835, Motion No. M-69350


Synopsis


Motion to strike defendant's affirmative defenses is denied.


Case Information

UID:
2005-032-017
Claimant(s):
MICHAEL WASHINGTON
Claimant short name:
WASHINGTON
Footnote (claimant name) :

Defendant(s):
THE STATE OF NEW YORK
Footnote (defendant name) :

Third-party claimant(s):

Third-party defendant(s):

Claim number(s):
109835
Motion number(s):
M-69350
Cross-motion number(s):

Judge:
JUDITH A. HARD
Claimant's attorney:
Michael Washington, Pro Se
Defendant's attorney:
Hon. Eliot Spitzer, NYS Attorney GeneralBy: Kathleen M. Arnold, Assistant Attorney General, Of Counsel
Third-party defendant's attorney:

Signature date:
February 23, 2005
City:
Albany
Comments:

Official citation:

Appellate results:

See also (multicaptioned case)



Decision

This claim for property loss and damage arose in May 2004 when claimant was transferred from Upstate Correctional Facility to Auburn Correctional Facility. In its answer, defendant asserted six affirmative defenses: 1) lack of jurisdiction over New York State Department of Correctional Services and Auburn Correctional Facility;[1] 2) immunity based on the exercise of discretion by State employees; 3) non-liability for property that claimant did not rightfully possess; 4) claimant's culpable conduct; 5) superseding, intervening causes; and 6) payment and release.


Claimant now moves for an order striking these affirmative defenses because they are "devoid of any merit," arguing in his affidavit in support of the motion that defendant would not be able to prove several of the defenses. With respect to his request for summary judgment in his favor, also mentioned in the notice of motion, claimant provides no arguments or proof in evidentiary form to support this request for relief.

Affirmative defenses are to be set forth when there are matters which, if not pleaded, "would be likely to take the adverse party by surprise or would raise issues of fact not appearing on the face of a prior pleading" (CPLR 3018(b)). Parties on whom an opponent's affirmative defenses are served may simply accept that knowledge and plan their case accordingly; move for a more particular statement if the allegations are confused or unclear (CPLR 3024 [a]); serve a demand for a bill of particulars with respect to the defense (CPLR 3041); and/or may move to dismiss or strike a defense on the ground that it "is not stated or has no merit" (CPLR 3211 [b]; Winter v Leigh-Mannell, 51 AD2d 1012 [2d Dept 1976]). Such a motion should not be granted when material issues of fact remain unresolved (Matter of Harrison v State of New York, 262 AD2d 833 [3d Dept 1999]; Connelly v Warner, 248 AD2d 941 [4th Dept 1998]; Krantz v Garmise, 13 AD2d 426 [1st Dept 1961]; Ruffing v Union Carbide Corp., 186 Misc 2d 679 [Sup Ct, Westchester County 2000]).

The moving party bears the initial burden of challenging the factual basis of the defense, and typically this is met by use of an affidavit based on personal knowledge or other evidentiary proof (Arriaga v Michael Laub Co., 233 AD2d 244 [1st Dept 1996]). In any event, the movant must come forward with sufficient proof to demonstrate that the defense cannot be maintained (1 Weinstein-Korn-Miller, CPLR Manual § 21.05; City of New York v Mills, 1996 WL 882642 [Civ Ct, NY County, 1996, Stallman, J.]). The defendant is entitled to the benefit of every reasonable construction of the pleading, and "[i]f there is doubt as to the availability of a defense, it should not be dismissed" (Duboff v Board of Higher Educ. of City of New York, 34 AD2d 824 [2d Dept 1970]; see also Pellegrino v Millard Fillmore Hosp., 140 AD2d 954 [4th Dept 1988]).

Many matters that are typically pled as affirmative defenses, that do not raise any new issue, are not true affirmative defenses. The frequent allegation that a claim or complaint "fails to state a cause of action" is one such example. As a general rule, recitation of these "defenses" in the answer does not alter the issues that are in dispute and which must be proved by the parties, and unless there is prejudice, "there is no reason to permit a motion to strike" (2 Weinstein-Korn-Miller, NY Civ Prac ¶3018.14).

In the instant situation, claimant could, if he wishes to do so, serve on defendant a demand for a bill of particulars with respect to the defenses in order to learn the factual allegations on which each is based. If any of those facts can be disproved by documentary evidence, claimant may then make a formal motion to strike. If not, he may simply prepare to rebut the underlying facts when the matter comes to trial. If defendant fails to provide any particulars to support a defense, then that defense may not be proven at trial.

Claimant's motion is denied.




February 23, 2005
Albany, New York

HON. JUDITH A. HARD
Judge of the Court of Claims


The following papers were read on claimant's motion to strike defendant's affirmative defenses and for summary judgment in his favor:

1. Notice of Motion and Supporting Affidavit of Michael Washington, pro se;

2. Affirmation in Opposition of Kathleen M. Arnold, Esq., AAG, with annexed Exhibits;

Filed papers: Claim; Answer



[1] These defendants have been removed from the claim by the Court, sua sponte, and the proper defendant, the State of New York, substituted in their place.